B&F 3

Culture, conduct risk and increasing personal liability

The regulatory focus on culture and conduct risk has not abated and for senior managers in financial services it is a key source of potential personal liability. Read more
B&F 3-1

The rise of accountability regimes around the world

It may have been ten years since the financial crisis unfolded but the regulatory and political fallout is still driving change for the financial services sector. The UK has been at the leading... Read more
B&F 3-1

Technology as a key driver of personal liability in financial services

Technology plays an increasingly pivotal role in the delivery of financial products and services bringing with it both challenges and opportunities for senior managers, firms and their customers.... Read more

The rise of culture and conduct risk as drivers for personal liability

The importance of culture in financial services has been widely acknowledged in recent years following recognition across the industry that the financial crisis was as much a conduct crisis as it was... Read more

From global crisis to individual accountability – how to deal with financial services getting personal

It may have been ten years since the financial crisis unfolded but the regulatory and political fallout is still driving change for the financial services sector. The UK has been at the leading edge... Read more

Private Funds: Where and How? A comparative analysis of the major private fund jurisdictions

As fund council, one of the initial tasks on a fund-raise is usually to help the sponsor select the optimal place to establish a fund’s component vehicles. In the case of a master/feeder or parallel... Read more

Q&A with Richard Powell

Bloomsbury Professional catch up with PSL and author, Richard Powell. Read more

Individual Accountability in Banking and Finance

Introduction On 7 March 2016, a new and enhanced regime for senior management responsibility will fully come into force in the United Kingdom. This regime is intended to impact upon many senior... Read more

Can you keep a secret?

One would expect the fast pace of change generally and increasing globalisation to be reflected in an increase in the exceptions to the duties of confidentiality or secrecy owed by banks to their... Read more

New edition supports increased sophistication in AF

NEW EDITION Acquisition Finance, Second Edition Tom Speechley In this new edition of Acquisition Finance, Tom Speechley again aims to provide detailed guidance on the financing of corporate... Read more

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